DocsUse CasesFinancial Services
Docs/Use Cases/FinServe Partners

FinServe Partners

Financial Services • New York, NY

This is a fictitious scenario created to demonstrate platform capabilities.

90%

Less screening time

100%

Documentation

45%

Better quality

The Scenario

FinServe Partners is a wealth management firm with 800 employees managing $50B+ in assets. Subject to extensive regulatory oversight from FINRA and SEC, every hire requires thorough documentation.

Their previous hiring process was slowed by the need to create detailed records for regulators. Manual documentation took 8+ hours per hire, and audit prep consumed 2 weeks before each quarterly review.

The Solution

Complete Audit Trail

Every action timestamped and attributed. Full decision history.

Consistent Evaluation

AI applies same criteria to every candidate. No unconscious bias.

Role-Based Access

Only authorized personnel view sensitive info. Access logs included.

Exportable Reports

One-click compliance reports in standard regulatory formats.

Results

  • Reduced screening time by 90% while improving documentation quality
  • Cut audit preparation from 2 weeks to 2 days with exportable reports
  • Achieved consistent, defensible evaluation criteria across all roles
  • Improved quality of hire by 45% through better candidate matching
  • Passed 4 regulatory audits with zero findings related to hiring